Compliance And Regulation

Our solutions help clients:

• Meet global regulatory and legal requirements. We help ensure compliance with Anti-Money Laundering (AML), Know Your Customer (KYC), USA Patriot Act, Foreign Corrupt Practices Act (FCPA), and UK Bribery Act regulations.
• Mitigate risks, fines and reputational damage. We help identify and mitigate third-party and transactional, business and reputational risks before they develop into larger issues or trigger fines.
• Manage third-party risk. We research reputations; environmental, social and governance (ESG); and cyber and financial records related to existing and potential relationships, including joint ventures, customers and partners, against sanctions, government watch lists, social media and other applicable databases.
• Respond to regulatory reviews and investigations. We help clients prepare for and respond to regulatory reviews and investigations. We also can undertake reviews at the appointment of regulatory authorities.
• Become or stay compliant. We help clients understand the practical frameworks, policies and procedures, systems and controls, and technologies they need to stay compliant with current and evolving regulations.
• Increase peace of mind. Our researchers manage cases from start to finish, conducting extensive internet, database and media research into a company and its principals to assess backgrounds, status, credentials, professional certifications, legitimacy and reputation.